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BAILARD, INC.
BAILARD, INC. (CRD# 110550) is an SEC-Registered Investment Advisor (RIA), headquartered in Foster City, CA. The SEC approved the firm to operate as an RIA in Mar 1972. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4.0 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 9% of RAUM.   Non-US investors represent 14% .  
 
BAILARD, INC. also reported in Jun 2018:
  • 60 employees, with 57 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BAILARD, INC. has no disclosure events reported to the SEC at this time.
 

View BAILARD, INC.'s most recent Form ADV filing
 


BAILARD, INC. has Notice Filings with the following State Securities Authorities: AK-Jun 2017, AL-Jun 2016, AR-Jun 2017, AZ-Apr 2000, CA-Apr 1972 , CO-Jun 2016, CT-Sep 1997, DC-Mar 1972, DE-Jun 2016, FL-Aug 2001 , GA-Jun 2016, HI-Jul 1986, IA-Jun 2017, ID-Jun 1998, IL-Jul 1984 , IN-Jun 2016, KS-Jun 2016, KY-Jun 2016, LA-Jun 2016, MA-Jul 2001 , MD-Oct 2000, ME-Jun 2016, MI-Jul 1998, MN-Jun 2003, MO-Jun 2016 , MS-Jun 2017, MT-Jun 2016, NC-Jun 2016, ND-Jun 2017, NE-Jun 2017 , NH-Jul 2008, NJ-Jul 2016, NM-Jun 2016, NV-Dec 1990, NY-Jun 2006 , OH-Jun 2016, OK-Jun 2017, OR-Jul 1984, PA-Apr 2000, PR-Jun 2017 , RI-Jun 2016, SC-Jun 2016, SD-Jun 2016, TN-Jun 2016, TX-Aug 1992 , UT-Jun 2016, VA-Oct 2000, VI-Jun 2017, VT-Nov 1994, WA-Apr 1994 , WI-May 2000, WV-Jun 2017, WY-Jun 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.