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BADGLEY PHELPS WEALTH MANAGERS
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BADGLEY PHELPS WEALTH MANAGERS
(CRD# 108392)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Seattle, WA.
The SEC approved the firm to operate as an RIA in
Feb 1973.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$2.5 Billion,
and has discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BADGLEY PHELPS WEALTH MANAGERS
also reported in
Oct 2018:
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22
employees,
with
19
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BADGLEY PHELPS WEALTH MANAGERS has no disclosure events reported to the SEC at this time.
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BADGLEY PHELPS WEALTH MANAGERS has Notice Filings with the following State Securities Authorities:
AK-Aug 2000, AZ-Sep 2012, CA-Mar 1994, CO-Aug 2018, FL-Jun 2011
, HI-May 2011, ID-Jan 1991, ME-Apr 2018, MN-Jun 2011, MT-Jan 1998
, NC-Mar 2016, NJ-Apr 2007, NM-Jan 2006, NV-Mar 2016, OR-Jan 2001
, PA-Jun 2011, TX-Nov 2003, WA-Jan 1973, WI-Oct 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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