B. RILEY ASSET MANAGEMENT (CRD# 160510) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Mar 2012. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $786.0 Million, and has discretion over 74% of those assets.   Pooled investment vehicles (Private Funds) account for 31% of RAUM.   Non-US investors represent 0% .  
B. RILEY ASSET MANAGEMENT also reported in Apr 2018:
  • 31 employees, with 23 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
B. RILEY ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.

View B. RILEY ASSET MANAGEMENT's most recent Form ADV filing

B. RILEY ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Dec 2014, CO-Mar 2017, CT-Jul 2015, FL-Dec 2014, GA-Mar 2017 , IL-Jun 2017, IN-Mar 2017, MA-Mar 2017, MD-Mar 2017, MN-Mar 2016 , NJ-Dec 2014, NY-Mar 2012, OH-Mar 2017, OR-Mar 2017, PA-Mar 2017 , SD-Apr 2018, TN-Mar 2017, TX-Mar 2016, WA-Apr 2013

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