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AXYS CAPITAL MANAGEMENT
AXYS CAPITAL MANAGEMENT (CRD# 167434) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Sep 2013. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $332.5 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
 
AXYS CAPITAL MANAGEMENT also reported in Aug 2018:
  • 6 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXYS CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View AXYS CAPITAL MANAGEMENT's most recent Form ADV filing
 


AXYS CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: AZ-Mar 2015, CA-Sep 2013, CO-Sep 2013, DE-Mar 2015, FL-Sep 2013 , HI-Sep 2013, IL-Sep 2013, MO-Sep 2013, OH-Sep 2013, OK-Sep 2013 , OR-Mar 2015, TN-Sep 2013, TX-Sep 2013, WA-Sep 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.