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AXXCESS WEALTH MANAGEMENT, LLC
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AXXCESS WEALTH MANAGEMENT, LLC
(CRD# 164081)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Carlsbad, CA.
The SEC approved the firm to operate as an RIA in
Jun 2012.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$516.3 Million,
and has discretion over
92%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AXXCESS WEALTH MANAGEMENT, LLC
also reported in
Jul 2018:
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10
employees,
with
5
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AXXCESS WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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AXXCESS WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Jun 2012, CA-Jun 2012, CO-Apr 2015, CT-May 2018, FL-Jun 2012
, IA-Jun 2012, ID-Jan 2015, IL-Jun 2012, MA-May 2018, MI-May 2018
, NC-Jun 2012, NM-Oct 2016, NV-May 2018, NY-Jun 2012, OH-Jun 2012
, OR-Oct 2016, TX-Jun 2012
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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