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AXONIC CAPITAL LLC
AXONIC CAPITAL LLC (CRD# 159518) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Feb 2012. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $24.7 Billion, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 96% .  
 
AXONIC CAPITAL LLC files an umbrella registration with the SEC. The firm also reported in Sep 2018:
  • 37 employees, with 15 performing advisory functions.
  • A total of 3 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXONIC CAPITAL LLC has no disclosure events reported to the SEC at this time.
 

View AXONIC CAPITAL LLC's most recent Form ADV filing
 


AXONIC CAPITAL LLC has Notice Filings with the following State Securities Authorities: AR-Jun 2015, NY-Mar 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.