AXIOM INVESTMENT MANAGEMENT LLC
AXIOM INVESTMENT MANAGEMENT LLC (CRD# 141516) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Aug 2006. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $118.4 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
AXIOM INVESTMENT MANAGEMENT LLC also reported in Oct 2018: 14 employees, all of whom perform advisory functions. A total of 2 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXIOM INVESTMENT MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
View AXIOM INVESTMENT MANAGEMENT LLC's most recent Form ADV filing
AXIOM INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AR-Jan 2013, CA-Sep 2006, CO-Mar 2011, CT-Mar 2011, DC-Jan 2013 , FL-Aug 2006, GA-Jan 2013, HI-Jan 2013, IA-Mar 2011, ID-Mar 2011 , IL-Mar 2011, LA-Mar 2011, MA-Mar 2011, MD-Mar 2011, MI-Jan 2013 , NC-Jan 2013, NH-Jan 2013, NJ-May 2011, NY-Sep 2006, OH-Mar 2011 , PA-Mar 2011, SC-Mar 2011, TN-Mar 2011, TX-Mar 2011, UT-Mar 2011 , VA-Mar 2011, VI-Mar 2011, VT-Mar 2011, WA-Mar 2011
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