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AXIOM ASSET MANAGEMENT
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AXIOM ASSET MANAGEMENT
(CRD# 145186)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wayne, PA.
The SEC approved the firm to operate as an RIA in
Oct 2007.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$619.1 Million,
and has discretion over
76%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AXIOM ASSET MANAGEMENT
also reported in
Mar 2018:
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6
employees,
with
5
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AXIOM ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
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AXIOM ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
AZ-Dec 2012, CA-Jan 2008, CT-Dec 2012, DE-Jan 2008, FL-Jan 2008
, MA-Jan 2008, MD-Jan 2008, NH-Mar 2012, NJ-Jan 2008, NY-Jan 2008
, PA-Oct 2007, TX-Jan 2008, WA-Nov 2013
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