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AXIOM ASSET MANAGEMENT
AXIOM ASSET MANAGEMENT (CRD# 145186) is an SEC-Registered Investment Advisor (RIA), headquartered in Wayne, PA. The SEC approved the firm to operate as an RIA in Oct 2007. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $619.1 Million, and has discretion over 76% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AXIOM ASSET MANAGEMENT also reported in Mar 2018:
  • 6 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXIOM ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View AXIOM ASSET MANAGEMENT's most recent Form ADV filing
 


AXIOM ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities: AZ-Dec 2012, CA-Jan 2008, CT-Dec 2012, DE-Jan 2008, FL-Jan 2008 , MA-Jan 2008, MD-Jan 2008, NH-Mar 2012, NJ-Jan 2008, NY-Jan 2008 , PA-Oct 2007, TX-Jan 2008, WA-Nov 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.