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AXIA ADVISORY
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AXIA ADVISORY
(CRD# 107571)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Indianapolis, IN.
The SEC approved the firm to operate as an RIA in
Aug 1992.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.2 Billion,
and has discretion over
40%
of those assets.
Pooled investment vehicles (Private Funds) account for
16%
of RAUM.
Non-US investors represent
0%
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AXIA ADVISORY
also reported in
Mar 2018:
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7
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AXIA ADVISORY has no disclosure events reported to the SEC at this time.
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AXIA ADVISORY has Notice Filings with the following State Securities Authorities:
IN-Aug 1992, OH-Mar 2014
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