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AXA ROSENBERG INVESTMENT MANAGEMENT LLC
AXA ROSENBERG INVESTMENT MANAGEMENT LLC (CRD# 109077) is an SEC-Registered Investment Advisor (RIA), headquartered in Orinda, CA. The SEC approved the firm to operate as an RIA in Dec 1998. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $22.5 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 99% .  
 
AXA ROSENBERG INVESTMENT MANAGEMENT LLC also reported in Jul 2018:
  • 118 employees, with 50 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXA ROSENBERG INVESTMENT MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
 

View AXA ROSENBERG INVESTMENT MANAGEMENT LLC's most recent Form ADV filing
 


AXA ROSENBERG INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Feb 1999

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.