FindingFraud.org


Blog
Contact
Initial
Research

AXA INVESTMENT MANAGERS INC
AXA INVESTMENT MANAGERS INC (CRD# 113608) is an SEC-Registered Investment Advisor (RIA), headquartered in Greenwich, CT. The SEC approved the firm to operate as an RIA in Jun 2001. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $71.2 Billion, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 6% of RAUM.   Non-US investors represent 97% .  
 
AXA INVESTMENT MANAGERS INC also reported in Jul 2018:
  • 83 employees, with 47 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXA INVESTMENT MANAGERS INC has no disclosure events reported to the SEC at this time.
 

View AXA INVESTMENT MANAGERS INC's most recent Form ADV filing
 


AXA INVESTMENT MANAGERS INC has Notice Filings with the following State Securities Authorities: CA-Jul 2018, CT-Mar 2003, FL-Jul 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.