AXA ADVISORS, LLC
AXA ADVISORS, LLC (CRD# 6627) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Sep 1978. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $15.3 Billion, and has discretion over 23% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
AXA ADVISORS, LLC also reported in Oct 2018: 5,774 employees, with 3,469 performing advisory functions. A total of 845 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AXA ADVISORS, LLC has one or more disclosure events currently on file with the SEC.
View AXA ADVISORS, LLC's most recent Form ADV filing
AXA ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AK-Jul 1992, AL-Dec 1999, AR-Jul 1992, AZ-Mar 2003, CA-Jul 1997 , CO-Jan 1999, CT-Jul 1997, DC-Mar 2001, DE-Aug 2003, FL-May 1985 , GA-May 1992, HI-Oct 1999, IA-Oct 1999, ID-Jul 1992, IL-Mar 1985 , IN-Mar 2001, KS-Jan 1998, KY-Jun 1985, LA-Aug 2002, MD-Mar 2001 , ME-Aug 1992, MI-Oct 1999, MN-May 1985, MO-Aug 1985, MS-Oct 2000 , MT-Feb 1998, NC-Oct 2000, ND-Mar 2001, NE-Jul 1999, NH-Aug 1992 , NJ-Apr 1985, NM-Feb 2000, NV-Dec 1990, NY-Nov 1984, OH-Jan 2000 , OK-Dec 1999, OR-Mar 2001, PA-Mar 2001, PR-Mar 2001, RI-Jan 1999 , SC-Mar 2001, SD-Jul 1992, TN-Sep 1997, TX-Sep 1999, UT-Jun 1992 , VA-Sep 1987, VI-Apr 2010, VT-Feb 1995, WA-Jul 1992, WI-Mar 1993 , WV-Jun 1992, WY-Jul 2017
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