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AWM INVESTMENT COMPANY INC
AWM INVESTMENT COMPANY INC (CRD# 110346) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Dec 1991. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $649.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 13% .  
 
AWM INVESTMENT COMPANY INC also reported in Mar 2018:
  • 15 employees, with 9 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AWM INVESTMENT COMPANY INC has no disclosure events reported to the SEC at this time.
 

View AWM INVESTMENT COMPANY INC's most recent Form ADV filing
 


AWM INVESTMENT COMPANY INC has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.