AWM GLOBAL ADVISORS (CRD# 159094) is an SEC-Registered Investment Advisor (RIA), headquartered in San Diego, CA. The SEC approved the firm to operate as an RIA in Oct 2011. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $146.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 2% .  
AWM GLOBAL ADVISORS also reported in Apr 2018:
  • 7 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AWM GLOBAL ADVISORS has no disclosure events reported to the SEC at this time.

View AWM GLOBAL ADVISORS's most recent Form ADV filing

AWM GLOBAL ADVISORS has Notice Filings with the following State Securities Authorities: CA-Nov 2011, TX-Nov 2011

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.