A.W. JONES (CRD# 161260) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Mar 2012. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $425.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 10% .  
A.W. JONES files an umbrella registration with the SEC. The firm also reported in Sep 2018:
  • 7 employees, with 5 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
A.W. JONES has no disclosure events reported to the SEC at this time.

View A.W. JONES's most recent Form ADV filing

A.W. JONES has No Notice Filings with State Securities Authorities.

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