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A.W. JONES
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A.W. JONES
(CRD# 161260)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$425.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
10%
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A.W. JONES
files an umbrella registration with the SEC. The firm also reported in
Sep 2018:
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7
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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A.W. JONES has no disclosure events reported to the SEC at this time.
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A.W. JONES has No Notice Filings with State Securities Authorities.
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FindingFraud.org is presenting this data for
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