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AVIVA INVESTORS AMERICAS
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AVIVA INVESTORS AMERICAS
(CRD# 163989)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
May 2012.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.4 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
86%
of RAUM.
Non-US investors represent
94%
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AVIVA INVESTORS AMERICAS
also reported in
Apr 2018:
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60
employees,
with
20
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVIVA INVESTORS AMERICAS has one or more disclosure events currently on file with the SEC.
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AVIVA INVESTORS AMERICAS has Notice Filings with the following State Securities Authorities:
IL-May 2012, MI-Nov 2014, MO-Nov 2014, NY-May 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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