AVIVA INVESTORS AMERICAS (CRD# 163989) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in May 2012. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $10.4 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 86% of RAUM.   Non-US investors represent 94% .  
AVIVA INVESTORS AMERICAS also reported in Apr 2018:
  • 60 employees, with 20 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AVIVA INVESTORS AMERICAS has one or more disclosure events currently on file with the SEC.

View AVIVA INVESTORS AMERICAS's most recent Form ADV filing

AVIVA INVESTORS AMERICAS has Notice Filings with the following State Securities Authorities: IL-May 2012, MI-Nov 2014, MO-Nov 2014, NY-May 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate. is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact with questions or concerns.