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AVISTA ENERGY CAPITAL
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AVISTA ENERGY CAPITAL
(CRD# 288791)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Houston, TX.
The SEC approved the firm to operate as an RIA in
Jan 2018.
In
Dec 2017,
the firm reported total Regulatory Assets Under Management (RAUM) of
$108.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
3%
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AVISTA ENERGY CAPITAL
also reported in
Dec 2017:
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7
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVISTA ENERGY CAPITAL has no disclosure events reported to the SEC at this time.
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AVISTA ENERGY CAPITAL has Notice Filings with the following State Securities Authorities:
NY-Jan 2018, TX-Jan 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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