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AVIANCE CAPITAL PARTNERS LLC
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AVIANCE CAPITAL PARTNERS LLC
(CRD# 146597)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Naples, FL.
The SEC approved the firm to operate as an RIA in
Mar 2008.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$492.6 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AVIANCE CAPITAL PARTNERS LLC
also reported in
Mar 2018:
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8
employees,
with
5
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVIANCE CAPITAL PARTNERS LLC has no disclosure events reported to the SEC at this time.
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AVIANCE CAPITAL PARTNERS LLC has Notice Filings with the following State Securities Authorities:
AL-Jan 2015, AZ-Sep 2015, CA-Nov 2015, CT-Mar 2015, DC-Sep 2015
, FL-Mar 2008, GA-Apr 2014, IL-Jun 2014, LA-Nov 2016, MA-Mar 2009
, MI-Sep 2014, NC-Oct 2013, NE-Apr 2016, NJ-Oct 2013, NY-Mar 2016
, OH-Mar 2012, PA-Jul 2016, SC-Apr 2014, TN-Dec 2015, TX-Sep 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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