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AVIANCE CAPITAL MANAGEMENT, LLC
AVIANCE CAPITAL MANAGEMENT, LLC (CRD# 142367) is an SEC-Registered Investment Advisor (RIA), headquartered in Sarasota, FL. The SEC approved the firm to operate as an RIA in Jan 2007. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.5 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AVIANCE CAPITAL MANAGEMENT, LLC also reported in Jun 2018:
  • 10 employees, with 6 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AVIANCE CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View AVIANCE CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
 


AVIANCE CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: FL-Dec 2006, MO-Aug 2017, NY-Dec 2006

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.