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AVELLINO FINANCIAL ADVISORS, INC.
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AVELLINO FINANCIAL ADVISORS, INC.
(CRD# 164805)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jun 2016.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$26.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AVELLINO FINANCIAL ADVISORS, INC.
also reported in
Jul 2018:
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5
employees,
all of whom perform advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVELLINO FINANCIAL ADVISORS, INC. has no disclosure events reported to the SEC at this time.
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AVELLINO FINANCIAL ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
CA-Jun 2016, CO-Aug 2016, FL-Oct 2017, HI-Aug 2016, ID-Feb 2017
, IL-Jun 2016, IN-Aug 2016, KS-Aug 2016, KY-Aug 2016, MI-Mar 2017
, MN-Aug 2016, MO-Jun 2016, ND-Aug 2016, OH-Aug 2016, OK-Jun 2016
, OR-Jun 2017, PA-May 2017, SD-Aug 2016, TX-Jun 2017, UT-Jun 2016
, WA-Jun 2016, WI-Jul 2018
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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