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AVALON CAPITAL MANAGEMENT
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AVALON CAPITAL MANAGEMENT
(CRD# 107501)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Port Of Redwood City, CA.
The SEC approved the firm to operate as an RIA in
Jun 1992.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$211.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AVALON CAPITAL MANAGEMENT
also reported in
Mar 2018:
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3
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AVALON CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
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AVALON CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Aug 1992, LA-Mar 2015, TX-Jan 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
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responsibility for errors or omissions. Please
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provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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