AVALON ADVISORS LLC
AVALON ADVISORS LLC (CRD# 112556) is an SEC-Registered Investment Advisor (RIA), headquartered in Houston, TX. The SEC approved the firm to operate as an RIA in May 2001. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $6.6 Billion, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 8% of RAUM.   Non-US investors represent 0% .
AVALON ADVISORS LLC also reported in Jul 2018: 60 employees, with 38 performing advisory functions. A total of 2 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AVALON ADVISORS LLC has no disclosure events reported to the SEC at this time.
View AVALON ADVISORS LLC's most recent Form ADV filing
AVALON ADVISORS LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2014, AL-Feb 2014, AR-Feb 2014, AZ-May 2012, CA-May 2012 , CO-May 2012, CT-May 2012, DC-Oct 2013, DE-Dec 2012, FL-May 2012 , GA-May 2012, HI-Feb 2014, IA-Feb 2014, ID-Feb 2014, IL-Oct 2013 , IN-Feb 2014, KS-May 2012, KY-Apr 2013, LA-May 2012, MA-May 2012 , MD-May 2012, ME-Sep 2017, MI-Feb 2014, MN-Feb 2014, MO-May 2012 , MS-Feb 2014, MT-Feb 2014, NC-Dec 2012, ND-Feb 2014, NE-Feb 2014 , NH-Dec 2012, NJ-Jun 2012, NM-Feb 2014, NV-May 2012, NY-May 2012 , OH-May 2012, OK-May 2012, OR-Feb 2014, PA-Dec 2012, PR-Mar 2015 , RI-Feb 2014, SC-Feb 2014, SD-Feb 2014, TN-Sep 2017, TX-May 2001 , UT-May 2012, VA-Sep 2017, VT-Feb 2014, WA-Feb 2014, WI-Feb 2014 , WV-Feb 2014, WY-Sep 2017
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