AVALAN, LLC (CRD# 156109) is an SEC-Registered Investment Advisor (RIA), headquartered in Santa Barbara, CA. The SEC approved the firm to operate as an RIA in Mar 2016. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $238.0 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
AVALAN, LLC also reported in Sep 2018:
  • 4 employees, with 3 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AVALAN, LLC has no disclosure events reported to the SEC at this time.

View AVALAN, LLC's most recent Form ADV filing

AVALAN, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2016, IL-Aug 2016

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