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AUXANO ADVISORS
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AUXANO ADVISORS
(CRD# 145179)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bellevue, WA.
The SEC approved the firm to operate as an RIA in
Oct 2007.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$535.5 Million,
and has discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUXANO ADVISORS
also reported in
Aug 2018:
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10
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUXANO ADVISORS has no disclosure events reported to the SEC at this time.
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AUXANO ADVISORS has Notice Filings with the following State Securities Authorities:
AZ-Jan 2008, CA-Jan 2008, FL-Mar 2016, LA-Jan 2009, WA-Jan 2008
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