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AUTUS ASSET MANAGEMENT, LLC
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AUTUS ASSET MANAGEMENT, LLC
(CRD# 118439)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Scottsdale, AZ.
The SEC approved the firm to operate as an RIA in
Jun 2003.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$841.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUTUS ASSET MANAGEMENT, LLC
also reported in
Apr 2018:
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6
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUTUS ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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AUTUS ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Jun 2003, CA-Dec 2012, LA-Mar 2016, NE-Jun 2013, TX-Aug 2007
, WA-Nov 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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