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AUTUMN WIND ASSET MANAGEMENT INC
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AUTUMN WIND ASSET MANAGEMENT INC
(CRD# 110569)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Great Falls, VA.
The SEC approved the firm to operate as an RIA in
Jan 2014.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$107.9 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUTUMN WIND ASSET MANAGEMENT INC
also reported in
Jul 2018:
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2
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUTUMN WIND ASSET MANAGEMENT INC has no disclosure events reported to the SEC at this time.
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AUTUMN WIND ASSET MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
VA-Jan 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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