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AUSTIN CAPITAL ASSET MANAGEMENT, LLC
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AUSTIN CAPITAL ASSET MANAGEMENT, LLC
(CRD# 147869)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Jan 2009.
In
Jan 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$245.5 Million,
and has discretion over
14%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUSTIN CAPITAL ASSET MANAGEMENT, LLC
also reported in
Jan 2018:
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6
employees,
with
2
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUSTIN CAPITAL ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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AUSTIN CAPITAL ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
CA-Jan 2018, CO-Jan 2013, LA-Jan 2018, NV-Jan 2018, TX-Jan 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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