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AUSTIN ASSET
AUSTIN ASSET (CRD# 105441) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Jun 1988. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $855.8 Million, and has discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AUSTIN ASSET also reported in Jun 2018:
  • 19 employees, with 13 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AUSTIN ASSET has no disclosure events reported to the SEC at this time.
 

View AUSTIN ASSET's most recent Form ADV filing
 


AUSTIN ASSET has Notice Filings with the following State Securities Authorities: CA-Jul 2013, TX-Jan 1998

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.