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AUSTIN ASSET
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AUSTIN ASSET
(CRD# 105441)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Austin, TX.
The SEC approved the firm to operate as an RIA in
Jun 1988.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$855.8 Million,
and has discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUSTIN ASSET
also reported in
Jun 2018:
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19
employees,
with
13
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUSTIN ASSET has no disclosure events reported to the SEC at this time.
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AUSTIN ASSET has Notice Filings with the following State Securities Authorities:
CA-Jul 2013, TX-Jan 1998
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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