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AUSDAL FINANCIAL PARTNERS, INC.
AUSDAL FINANCIAL PARTNERS, INC. (CRD# 7995) is an SEC-Registered Investment Advisor (RIA), headquartered in Davenport, IA. The SEC approved the firm to operate as an RIA in Jun 2008. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $763.6 Million, and has discretion over 86% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AUSDAL FINANCIAL PARTNERS, INC. also reported in Sep 2018:
  • 248 employees, with 144 performing advisory functions.
  • A total of 26 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AUSDAL FINANCIAL PARTNERS, INC. has no disclosure events reported to the SEC at this time.
 

View AUSDAL FINANCIAL PARTNERS, INC.'s most recent Form ADV filing
 


AUSDAL FINANCIAL PARTNERS, INC. has Notice Filings with the following State Securities Authorities: AK-Jun 2011, AL-Mar 2011, AR-Aug 2009, AZ-Jun 2009, CA-Feb 2007 , CO-Mar 2009, CT-Feb 2011, DC-Mar 2011, DE-May 2011, FL-Jun 2008 , GA-Mar 2009, HI-Jul 2011, IA-Jun 2008, ID-Mar 2011, IL-Jun 2008 , IN-Mar 2009, KS-Aug 2009, KY-Jul 2009, LA-Jul 2011, MA-Aug 2009 , MD-Jun 2011, ME-Jul 2011, MI-Mar 2009, MN-Dec 2010, MO-Sep 2010 , MS-Apr 2011, MT-Jul 2011, NC-May 2009, ND-May 2011, NE-Sep 2010 , NH-Mar 2009, NJ-Jun 2009, NM-Mar 2011, NV-Apr 2009, NY-Jun 2008 , OH-Mar 2009, OK-Jun 2011, OR-Jun 2011, PA-May 2009, PR-Jan 2015 , RI-Aug 2009, SC-May 2009, SD-Jun 2011, TN-Oct 2009, TX-Jun 2008 , UT-May 2011, VA-Aug 2009, VT-May 2011, WA-Jun 2008, WI-May 2009 , WV-May 2011

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.