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AURUM WEALTH MANAGEMENT GROUP LLC
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AURUM WEALTH MANAGEMENT GROUP LLC
(CRD# 134628)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Mayfield Village, OH.
The SEC approved the firm to operate as an RIA in
Mar 2007.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$860.0 Million,
and has discretion over
81%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AURUM WEALTH MANAGEMENT GROUP LLC
also reported in
Mar 2018:
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14
employees,
with
10
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AURUM WEALTH MANAGEMENT GROUP LLC has no disclosure events reported to the SEC at this time.
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AURUM WEALTH MANAGEMENT GROUP LLC has Notice Filings with the following State Securities Authorities:
CA-Aug 2017, FL-Apr 2012, MD-Aug 2017, NC-Aug 2017, NH-Dec 2015
, NY-Dec 2014, OH-Mar 2007, PA-Aug 2017, SC-Aug 2017, TX-Dec 2015
, VA-Oct 2008
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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