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AURORA PRIVATE WEALTH, INC.
AURORA PRIVATE WEALTH, INC. (CRD# 281604) is an SEC-Registered Investment Advisor (RIA), headquartered in Rockaway, NJ. The SEC approved the firm to operate as an RIA in May 2017. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $248.1 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 6% .  
 
AURORA PRIVATE WEALTH, INC. also reported in Aug 2018:
  • 13 employees, with 12 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AURORA PRIVATE WEALTH, INC. has one or more disclosure events currently on file with the SEC.
 

View AURORA PRIVATE WEALTH, INC.'s most recent Form ADV filing
 


AURORA PRIVATE WEALTH, INC. has Notice Filings with the following State Securities Authorities: AR-Aug 2018, CA-May 2017, CT-May 2017, DC-Aug 2018, DE-May 2018 , FL-May 2017, GA-May 2017, HI-Jun 2017, IL-Aug 2018, MA-May 2017 , NC-May 2017, NJ-May 2017, NY-May 2017, OH-May 2017, PA-May 2018 , TX-Aug 2017, WA-Aug 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.