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AURORA INVESTMENT COUNSEL
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AURORA INVESTMENT COUNSEL
(CRD# 107460)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Jan 2001.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$303.3 Million,
and has discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AURORA INVESTMENT COUNSEL
also reported in
Mar 2018:
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3
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AURORA INVESTMENT COUNSEL has no disclosure events reported to the SEC at this time.
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AURORA INVESTMENT COUNSEL has Notice Filings with the following State Securities Authorities:
GA-Jan 2001, NY-Feb 2017, SC-Mar 2018, WI-Jun 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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