AULL & MONROE (CRD# 104830) is an SEC-Registered Investment Advisor (RIA), headquartered in Mobile, AL. The SEC approved the firm to operate as an RIA in Feb 1990. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $302.2 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
AULL & MONROE also reported in Mar 2018:
  • 4 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AULL & MONROE has no disclosure events reported to the SEC at this time.

View AULL & MONROE's most recent Form ADV filing

AULL & MONROE has Notice Filings with the following State Securities Authorities: AL-May 1991, MS-Mar 2004, TX-Apr 2005

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