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AUFMAN ASSOCIATES INC
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AUFMAN ASSOCIATES INC
(CRD# 104622)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Sewickley, PA.
The SEC approved the firm to operate as an RIA in
Jun 1983.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$689.4 Million,
and has discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AUFMAN ASSOCIATES INC
also reported in
Mar 2018:
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4
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUFMAN ASSOCIATES INC has no disclosure events reported to the SEC at this time.
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AUFMAN ASSOCIATES INC has Notice Filings with the following State Securities Authorities:
CA-Sep 2015, FL-Mar 2006, NC-Sep 2015, NY-Sep 2015, OH-Oct 1999
, PA-Oct 1999, TX-Sep 2015, VA-Sep 2015
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