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AUDAX GROUP
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AUDAX GROUP
(CRD# 159458)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2012.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.1 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
91%
of RAUM.
Non-US investors represent
5%
.
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AUDAX GROUP
also reported in
Aug 2018:
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37
employees,
with
32
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AUDAX GROUP has no disclosure events reported to the SEC at this time.
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AUDAX GROUP has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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