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ATLAS PRIVATE WEALTH MANAGEMENT, LLC
ATLAS PRIVATE WEALTH MANAGEMENT, LLC (CRD# 145331) is an SEC-Registered Investment Advisor (RIA), headquartered in Albany, NY. The SEC approved the firm to operate as an RIA in Sep 2007. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $976.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ATLAS PRIVATE WEALTH MANAGEMENT, LLC also reported in Sep 2018:
  • 28 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ATLAS PRIVATE WEALTH MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
 

View ATLAS PRIVATE WEALTH MANAGEMENT, LLC's most recent Form ADV filing
 


ATLAS PRIVATE WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Sep 2007, AL-Sep 2007, AR-Sep 2007, AZ-Sep 2007, CA-Sep 2007 , CO-Sep 2007, CT-Sep 2007, DC-Sep 2007, DE-Oct 2007, FL-Oct 2007 , GA-Sep 2007, HI-Sep 2007, IA-Oct 2007, ID-Sep 2007, IL-Oct 2007 , IN-Sep 2007, KS-Sep 2007, KY-Sep 2007, LA-Sep 2007, MA-Sep 2007 , MD-Sep 2007, ME-Sep 2007, MI-Sep 2007, MN-Oct 2007, MO-Sep 2007 , MS-Sep 2007, MT-Sep 2007, NC-Sep 2007, ND-Sep 2007, NE-Sep 2007 , NH-Oct 2007, NJ-Sep 2007, NM-Sep 2007, NV-Sep 2007, NY-Oct 2007 , OH-Sep 2007, OK-Sep 2007, OR-Sep 2007, PA-Sep 2007, PR-Sep 2007 , RI-Sep 2007, SC-Sep 2007, SD-Oct 2007, TN-Oct 2007, TX-Oct 2007 , UT-Sep 2007, VA-Sep 2007, VI-Sep 2007, VT-Sep 2007, WA-Sep 2007 , WI-Sep 2007, WV-Sep 2007

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.