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ATLAS BROWN
ATLAS BROWN (CRD# 133408) is an SEC-Registered Investment Advisor (RIA), headquartered in Louisville, KY. The SEC approved the firm to operate as an RIA in Dec 2004. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $451.6 Million, and has discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ATLAS BROWN also reported in Mar 2018:
  • 9 employees, with 6 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ATLAS BROWN has no disclosure events reported to the SEC at this time.
 

View ATLAS BROWN's most recent Form ADV filing
 


ATLAS BROWN has Notice Filings with the following State Securities Authorities: CA-Mar 2016, FL-Dec 2008, IN-Mar 2006, KY-Dec 2004, LA-Mar 2014 , OH-Mar 2016, PA-Mar 2018, TX-Mar 2006

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.