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ATIVO CAPITAL MANAGEMENT, LLC
ATIVO CAPITAL MANAGEMENT, LLC (CRD# 125303) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Jan 2006. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.1 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 4% of RAUM.   Non-US investors represent 0% .  
 
ATIVO CAPITAL MANAGEMENT, LLC also reported in May 2018:
  • 15 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ATIVO CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ATIVO CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
 


ATIVO CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2007, IL-Jan 2006, LA-Mar 2016, NE-Mar 2016, NH-Mar 2016 , NY-Mar 2017, TX-May 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.