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ATHENA CAPITAL ADVISORS LLC
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ATHENA CAPITAL ADVISORS LLC
(CRD# 124062)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Lincoln, MA.
The SEC approved the firm to operate as an RIA in
Apr 2003.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
and has discretion over
88%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
0%
.
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ATHENA CAPITAL ADVISORS LLC
also reported in
Mar 2018:
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51
employees,
with
31
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ATHENA CAPITAL ADVISORS LLC has no disclosure events reported to the SEC at this time.
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ATHENA CAPITAL ADVISORS LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2018, MA-Apr 2003, NY-Apr 2013
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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