FindingFraud.org


Blog
Contact
Initial
Research

ATALANTA SOSNOFF CAPITAL, LLC
ATALANTA SOSNOFF CAPITAL, LLC (CRD# 104880) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 1982. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $3.0 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 0% .  
 
ATALANTA SOSNOFF CAPITAL, LLC also reported in Mar 2018:
  • 39 employees, with 7 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ATALANTA SOSNOFF CAPITAL, LLC has no disclosure events reported to the SEC at this time.
 

View ATALANTA SOSNOFF CAPITAL, LLC's most recent Form ADV filing
 


ATALANTA SOSNOFF CAPITAL, LLC has Notice Filings with the following State Securities Authorities: AK-Dec 2007, AL-Dec 2007, AR-Dec 2007, AZ-Nov 2006, CA-Apr 1982 , CO-Dec 2007, CT-Nov 2006, DC-Nov 2006, DE-Jan 2008, FL-Dec 2007 , GA-Dec 2007, HI-Jan 2001, IA-Dec 2007, ID-Dec 2007, IL-Nov 2006 , IN-Nov 2006, KS-Nov 2006, KY-Dec 2007, LA-Dec 2007, MA-Dec 2007 , MD-Dec 2007, ME-Dec 2007, MI-Mar 2005, MN-Jan 2008, MO-Nov 2006 , MS-Dec 2007, MT-Dec 2007, NC-Dec 2007, ND-Dec 2007, NE-Dec 2007 , NH-Dec 2007, NJ-Jan 2001, NM-Dec 2007, NV-Dec 2007, NY-Jan 2001 , OH-Jan 2001, OK-Dec 2007, OR-Nov 2006, PA-Nov 2006, PR-Dec 2007 , RI-Nov 2006, SC-Dec 2007, SD-Dec 2007, TN-Dec 2007, TX-Jun 1992 , UT-Dec 2007, VA-Dec 2007, VI-Dec 2007, VT-Dec 2007, WA-Dec 2007 , WI-Dec 2007, WV-Dec 2007, WY-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.