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ASTOR INVESTMENT MANAGEMENT LLC
ASTOR INVESTMENT MANAGEMENT LLC (CRD# 169679) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Nov 2013. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $575.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ASTOR INVESTMENT MANAGEMENT LLC also reported in Aug 2018:
  • 14 employees, all of whom perform advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASTOR INVESTMENT MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View ASTOR INVESTMENT MANAGEMENT LLC's most recent Form ADV filing
 


ASTOR INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AL-Nov 2013, AZ-Nov 2013, CA-Nov 2013, CO-Dec 2014, FL-Nov 2013 , GA-Nov 2013, IA-Nov 2014, ID-Nov 2014, IL-Nov 2013, IN-Nov 2013 , KS-May 2018, KY-Feb 2016, LA-Nov 2013, MA-Nov 2013, MD-Aug 2018 , MI-Nov 2013, MN-Nov 2013, MO-Nov 2013, NC-Nov 2013, NJ-Nov 2013 , NM-Feb 2018, NV-Nov 2013, NY-Nov 2013, OH-Nov 2013, OK-Nov 2013 , OR-Feb 2018, PA-Nov 2013, SC-Nov 2013, TN-Apr 2017, TX-Nov 2013 , VA-Nov 2013, WA-Nov 2013, WI-Nov 2013, WV-Nov 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.