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ASTON CAPITAL MANAGEMENT
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ASTON CAPITAL MANAGEMENT
(CRD# 291310)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Coral Gables, FL.
The SEC approved the firm to operate as an RIA in
Apr 2018.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$230.0 Million,
and has discretion over
13%
of those assets.
Pooled investment vehicles (Private Funds) account for
13%
of RAUM.
Non-US investors represent
100%
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ASTON CAPITAL MANAGEMENT
also reported in
Mar 2018:
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2
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASTON CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
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ASTON CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities:
FL-Apr 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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