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AST INVESTMENT SERVICES, INC.
AST INVESTMENT SERVICES, INC. (CRD# 108897) is an SEC-Registered Investment Advisor (RIA), headquartered in Shelton, CT. The SEC approved the firm to operate as an RIA in Jan 1992. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $156.8 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AST INVESTMENT SERVICES, INC. also reported in Mar 2018:
  • 74 employees, with 15 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AST INVESTMENT SERVICES, INC. has no disclosure events reported to the SEC at this time.
 

View AST INVESTMENT SERVICES, INC.'s most recent Form ADV filing
 


AST INVESTMENT SERVICES, INC. has Notice Filings with the following State Securities Authorities: CA-Aug 2006, CT-Mar 1998, GA-Apr 2007, IL-Sep 2006, MA-Jan 2008 , NJ-Apr 2006, OH-Aug 2006, PA-Apr 2006, TX-Aug 2006

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.