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ASSOCIATED INVESTMENT SERVICES, INC.
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ASSOCIATED INVESTMENT SERVICES, INC.
(CRD# 1464)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Green Bay, WI.
The SEC approved the firm to operate as an RIA in
Jul 2010.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$634.2 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASSOCIATED INVESTMENT SERVICES, INC.
also reported in
Jul 2018:
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72
employees,
with
29
performing advisory functions.
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A total of 124 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASSOCIATED INVESTMENT SERVICES, INC. has one or more disclosure events currently on file with the SEC.
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ASSOCIATED INVESTMENT SERVICES, INC. has Notice Filings with the following State Securities Authorities:
AZ-May 2017, FL-Dec 2012, IA-Jul 2018, IL-Jul 2010, LA-Jul 2012
, MI-May 2012, MN-Jul 2010, MO-Jul 2017, TX-Sep 2010, WI-Jul 2010
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