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ASSOCIATED INVESTMENT SERVICES, INC.
ASSOCIATED INVESTMENT SERVICES, INC. (CRD# 1464) is an SEC-Registered Investment Advisor (RIA), headquartered in Green Bay, WI. The SEC approved the firm to operate as an RIA in Jul 2010. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $634.2 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ASSOCIATED INVESTMENT SERVICES, INC. also reported in Jul 2018:
  • 72 employees, with 29 performing advisory functions.
  • A total of 124 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASSOCIATED INVESTMENT SERVICES, INC. has one or more disclosure events currently on file with the SEC.
 

View ASSOCIATED INVESTMENT SERVICES, INC.'s most recent Form ADV filing
 


ASSOCIATED INVESTMENT SERVICES, INC. has Notice Filings with the following State Securities Authorities: AZ-May 2017, FL-Dec 2012, IA-Jul 2018, IL-Jul 2010, LA-Jul 2012 , MI-May 2012, MN-Jul 2010, MO-Jul 2017, TX-Sep 2010, WI-Jul 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.