ASSETMARK, INC.
ASSETMARK, INC. (CRD# 109018) is an SEC-Registered Investment Advisor (RIA), headquartered in Concord, CA. The SEC approved the firm to operate as an RIA in Mar 1999. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $25.1 Billion, and has discretion over 95% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
ASSETMARK, INC. also reported in Apr 2018: 417 employees, with 181 performing advisory functions. A total of 5 office locations. No registrations with foreign financial regulatory authorities. Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASSETMARK, INC. has one or more disclosure events currently on file with the SEC.
View ASSETMARK, INC.'s most recent Form ADV filing
ASSETMARK, INC. has Notice Filings with the following State Securities Authorities: AK-Jan 2006, AL-Oct 1998, AR-Jan 2006, AZ-Jun 1996, CA-Apr 1997 , CO-Apr 2004, CT-Dec 1999, DC-Aug 1997, DE-Jul 2003, FL-Sep 1996 , GA-Jan 1996, HI-Jan 2006, IA-May 1999, ID-Jan 2006, IL-Jul 1996 , IN-Jan 2006, KS-Jan 2006, KY-Mar 2000, LA-Sep 2001, MA-Sep 1996 , MD-Feb 2000, ME-Jan 2006, MI-Jan 2006, MN-Apr 1999, MO-Jan 2006 , MS-Mar 2001, MT-Jan 2000, NC-Mar 2001, ND-Jan 2006, NE-Jan 2006 , NH-Feb 1998, NJ-Jan 2006, NM-Jul 1996, NV-Jan 2000, NY-Apr 2001 , OH-Jun 1999, OK-Jan 2006, OR-Feb 2000, PA-Jan 2000, PR-Aug 2008 , RI-Jan 2006, SC-Jan 2006, SD-Jan 2006, TN-Jan 2000, TX-Oct 2000 , UT-Jul 1996, VA-Jul 1996, VI-Aug 2008, VT-Jan 2006, WA-Jan 2000 , WI-Jul 1996, WV-Jan 2006, WY-Mar 2018
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