ASSET STRATEGIES, INC. (CRD# 119661) is an SEC-Registered Investment Advisor (RIA), headquartered in Avon, CT. The SEC approved the firm to operate as an RIA in Mar 2002. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $134.2 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ASSET STRATEGIES, INC. also reported in Aug 2018:
  • 10 employees, with 2 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASSET STRATEGIES, INC. has no disclosure events reported to the SEC at this time.

View ASSET STRATEGIES, INC.'s most recent Form ADV filing

ASSET STRATEGIES, INC. has Notice Filings with the following State Securities Authorities: CT-Mar 2002, FL-Jul 2005, MA-Jul 2005, NH-Jul 2005, NY-Mar 2004 , TX-Mar 2002

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