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ASSET PLANNING SERVICES LTD.
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ASSET PLANNING SERVICES LTD.
(CRD# 105727)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Harleysville, PA.
The SEC approved the firm to operate as an RIA in
Nov 1987.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$804.1 Million,
and has discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASSET PLANNING SERVICES LTD.
also reported in
Mar 2018:
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18
employees,
with
5
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASSET PLANNING SERVICES LTD. has no disclosure events reported to the SEC at this time.
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ASSET PLANNING SERVICES LTD. has Notice Filings with the following State Securities Authorities:
CA-Feb 2015, FL-Apr 2002, LA-Mar 2010, NH-Mar 2010, NJ-May 2002
, NV-Dec 2017, PA-Jan 1988, SC-Dec 2017, TX-Mar 2010
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