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ASSET PLANNING CORPORATION
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ASSET PLANNING CORPORATION
(CRD# 7890)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Knoxville, TN.
The SEC approved the firm to operate as an RIA in
Apr 1976.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$211.2 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASSET PLANNING CORPORATION
also reported in
Jul 2018:
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7
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASSET PLANNING CORPORATION has no disclosure events reported to the SEC at this time.
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ASSET PLANNING CORPORATION has Notice Filings with the following State Securities Authorities:
SC-Mar 2005, TN-Oct 2001
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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