|
|
|
|
|
|
ASSET MANAGEMENT ONE USA INC.
|
|
ASSET MANAGEMENT ONE USA INC.
(CRD# 108982)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 1997.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.5 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
29%
of RAUM.
Non-US investors represent
84%
.
|
|
ASSET MANAGEMENT ONE USA INC.
also reported in
Apr 2018:
-
16
employees,
with
8
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ASSET MANAGEMENT ONE USA INC. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ASSET MANAGEMENT ONE USA INC. has Notice Filings with the following State Securities Authorities:
NY-Apr 2003
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
