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ASSET MANAGEMENT ONE CO., LTD.
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ASSET MANAGEMENT ONE CO., LTD.
(CRD# 110843)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Dec 1997.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$514.6 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
27%
of RAUM.
Non-US investors represent
100%
.
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ASSET MANAGEMENT ONE CO., LTD.
also reported in
Jul 2018:
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955
employees,
with
264
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASSET MANAGEMENT ONE CO., LTD. has one or more disclosure events currently on file with the SEC.
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ASSET MANAGEMENT ONE CO., LTD. has No Notice Filings with State Securities Authorities.
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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